Job Title:  Regulatory Risk Liaison Manager

Corporate Title: Vice President

 Risk Management

Location: New York

The pay range for this position at commencement of employment is expected to be between $145,000 and $175,000/ year*

Company overview

Nomura is a global financial services group with an integrated network spanning approximately 30 countries and regions. By connecting markets East & West, Nomura services the needs of individuals, institutions, corporates and governments through its three business divisions: Wealth Management, Investment Management, and Wholesale (Global Markets and Investment Banking). Founded in 1925, the firm is built on a tradition of disciplined entrepreneurship, serving clients with creative solutions and considered thought leadership. For further information about Nomura, visit www.nomura.com.

Aon’s Benefit Index®, Nomura’s benefits rank #1 amongst our competitors

Division Overview

Nomura's Risk department plays a crucial role in identifying, assessing, and mitigating risks across our business. We strive to protect the firm's assets, reputation, and financial stability by implementing robust risk management practices. Join our team and contribute to our proactive approach in managing risks, allowing us to make informed decisions and thrive in an ever-changing market environment. 

Role Description / Areas of responsibility:

• Manage internal coordination of interactions with US Regulators. Support supervisory examinations as a central contact for Risk management.
• Strong understanding of the all the Risk Management functions, that includes Market, Credit , Operation risk management, and also the key concepts/metrics involved
• Interpreting regulations and communicating with the US Regulators, and manage local regulatory requirements that impact risk
• Management of remediation associated with regulatory model approval or examinations.
• Leverage strong foundation of various risk concepts to manage delivery of business mandatory risk related changes
• Good communication skills and understanding of key risk business processes to support presentation of complex topics to senior management.
• Interprets Regulatory and providing strategic business requirements in conjunction with various Risk stakeholders to manage scoping of business requirements and delivery
• Collaborate with various functions within Risk and outside of Risk to keep abreast of the changes in laws, rules and regulations

Skills, experience, qualifications and knowledge required

• Masters, in either Finance, Economics, Engineering or Business
• At least 10-15 years of risk management experience

• Strong Analytical skills.
• Excellent communication skills both written/verbal must.
• Understanding of financial products.
• Strong team player.
• Experience working with various stakeholders including IT, Change management etc. would be advantageous

*base pay offered may vary depending on multiple individualized factors, including market location, corporate and functional title and duties, job-related knowledge and advanced degrees, skills, and experience. The total compensation package for this position may also include other elements, including a sign-on bonus, restricted stock units, and discretionary awards in addition to a full range of medical, financial, and/or other benefits (including 401(k) eligibility and various paid time off benefits, such as vacation, sick time, and parental leave), dependent on the position offered. Details of participation in these benefit plans will be provided if an employee receives an offer of employment.

If hired, employee will be in an “at-will position” and the Company reserves the right to modify base salary (as well as any other discretionary payment or compensation program) at any time, including for reasons related to individual performance, Company or individual department/team performance, and market factors”.

Nomura is an Equal Opportunity Employer