Job Title:  Assurance Associate

The pay range for this position at commencement of employment is expected to be between $100k-135k/year*

Company overview

Nomura is a global financial services group with an integrated network spanning approximately 30 countries and regions. By connecting markets East & West, Nomura services the needs of individuals, institutions, corporates and governments through its three business divisions: Wealth Management, Investment Management, and Wholesale (Global Markets and Investment Banking). Founded in 1925, the firm is built on a tradition of disciplined entrepreneurship, serving clients with creative solutions and considered thought leadership. For further information about Nomura, visit www.nomura.com

Aon’s Benefit Index®, Nomura’s benefits rank #1 amongst our competitors

Role Description:

Our NAMI Risk & Governance team supports NAM International in providing risk guidance and implementing a strong risk management framework, including assessing the design and operational effectiveness of critical processes and controls.  Key responsibilities for this role would be planning and executing testing of controls and processes, documenting findings and observations, and developing remediation actions.

Skills, experience, qualifications and knowledge required:

This individual should have:

• At least 5 years of experience in US Investment Management industry, including regulated 40 Act funds and other vehicles subject to Federal securities rules and regulations
• Experience with testing controls as an external auditor, internal auditor, and/or business aligned testing team. 
• Strong understanding of risk and controls including experience with executing controls assurance programs or internal audits. 
• Robust communication skills, verbal and written, including developing procedure and controls documentation.
• Senior stakeholder engagement skills with the ability to initiate and lead conversations with senior leaders.

*base pay offered may vary depending on multiple individualized factors, including market location, corporate and functional title and duties, job-related knowledge and advanced degrees, skills, and experience.

If hired, employee will be in an “at-will position” and the Company reserves the right to modify base salary (as well as any other discretionary payment or compensation program) at any time, including for reasons related to individual performance, Company or individual department/team performance, and market factors”.

Nomura is an Equal Opportunity Employer