Job Title:  Regulatory Reporting Associate / VP

Corporate Title: Associate / VP

Department: Finance

Location: New York

The base pay range for this position at commencement of employment is expected to be between $130K and $160K/year*

Company Overview

Nomura is a global financial services group with an integrated network spanning approximately 30 countries and regions. By connecting markets East & West, Nomura services the needs of individuals, institutions, corporates and governments through its three business divisions: Wealth Management, Investment Management, and Wholesale (Global Markets and Investment Banking). Founded in 1925, the firm is built on a tradition of disciplined entrepreneurship, serving clients with creative solutions and considered thought leadership. For further information about Nomura, visit www.nomura.com.

Aon’s Benefit Index®, Nomura’s benefits rank #1 amongst our competitors

Department Overview

Regulatory Reporting Group 

Role Description

We are looking for a highly motivated individual to work in the Broker Dealer Regulatory Reporting Group. The associate/VP would assist in various roles within the regulatory reporting group including the following tasks:

Responsibilities

• Assist with the preparation of the weekly 15c3-3 Customer & PAB Protection calculations

• Assist with the preparation of the Daily Net Capital estimates

• Assist with the preparation and analysis of monthly FOCUS reports, including supplemental schedules

• Assist with the moth-end balance sheet analysis (including topside entry preparation) as it relates to FOCUS

• Assist with month-end management reporting and variance analysis package presented to senior management

Skills, Experience, Qualifications and Knowledge Required

• 5+ years of experience in regulatory reporting role within financial services / broker dealer

• Bachelors degree in Finance, Accounting or related field

• Strong communication and stakeholder engagement skills

• Strong work ethic, highly analytical, and ability to think critically

• Ability to forge strong relationships with senior management, and influence initiatives

• Strong analytical skills with the ability to identify key risks, with sound judgement on the criticality and impact of issues raised

• Strong time and project management skills, consistently delivering to deadlines (budget and time)

• Proficient in Microsoft Office Suite (Word, Excel, PowerPoint), proficiency in Power BI, Python or Alteryx a plus

Applicants for this position in the Finance Division of NHA must be currently authorized to work for any

employer in the United States. The Finance Division is not sponsoring or taking over sponsorship of employment visas for this position at this time.

*base pay offered may vary depending on multiple individualized factors, including market location, corporate and functional title and duties, job-related knowledge and advanced degrees, skills, and experience. The total compensation package for this position may also include other elements, including a sign-on bonus, restricted stock units, and discretionary awards in addition to a full range of medical, financial, and/or other benefits (including 401(k) eligibility and various paid time off benefits, such as vacation, sick time, and parental leave), dependent on the position offered. Details of participation in these benefit plans will be provided if an employee receives an offer of employment.

If hired, employee will be in an “at-will position” and the Company reserves the right to modify base salary (as well as any other discretionary payment or compensation program) at any time, including for reasons related to individual performance, Company or individual department/team performance, and market factors”.

Nomura is an Equal Opportunity Employer