Job Title:  Trade Reporting, Regulatory Oversight - Associate

The pay range for this position at commencement of employment is expected to be between $95K and $120K/year*

Company overview

Nomura is a global financial services group with an integrated network spanning over 30 countries and regions. By connecting markets East & West, Nomura services the needs of individuals, institutions, corporates and governments through its three business divisions: Retail, Wholesale (Global Markets and Investment Banking), and Investment Management. Founded in 1925, the firm is built on a tradition of disciplined entrepreneurship, serving clients with creative solutions and considered thought leadership. For further information about Nomura, visit www.nomura.com.

Aon’s Benefit Index®, Nomura’s benefits rank #1 amongst our competitors

Role description:

The candidate would be responsible across North America Transaction Reporting, performing CFTC Part 43 and Part 45, Canadian Securities Administration, and Securities-based Swap Dealer reporting functions and tasks.  The candidate would be required to communicate with stakeholders across Operations, Compliance, Legal, and IT globally. This individual would acquire experience with global markets products and business activity in the expanding regulatory reporting space.

Responsibilities will include:

• Strong analytical thinking and root -cause analysis for exception management of swaps reporting under CFTC, CSA, and SEC Securities-based Swaps
• Perform a business analysis role for regulatory reporting initiatives; understanding regulatory rule interpretation, writing business requirement documentation, and performing UAT for remediation and change management
• Working to ensure the accuracy and completeness of our swaps data reporting
• Preparation and maintenance of MIS reporting to senior management

Qualifications:

• 3+ years of Financial Securities Industry Operations with strong risk-managements skills
• 1+ years of reporting experience in CFTC, CSA, SEC rules and regulations and industry best-practices
• Experience in Rates, FX, Credit and Equity asset classes
• Understanding of Middle Office and trade life cycle processes and reporting
• Proficient in Microsoft Office including MS Word, Excel and PowerPoint
• Good stakeholder management skills - team player with good communication skills, able to work effectively within a team

*base pay offered may vary depending on multiple individualized factors, including market location, corporate and functional title and duties, job-related knowledge and advanced degrees, skills, and experience. The total compensation package for this position may also include other elements, including a sign-on bonus, restricted stock units, and discretionary awards in addition to a full range of medical, financial, and/or other benefits (including 401(k) eligibility and various paid time off benefits, such as vacation, sick time, and parental leave), dependent on the position offered. Details of participation in these benefit plans will be provided if an employee receives an offer of employment.

If hired, employee will be in an “at-will position” and the Company reserves the right to modify base salary (as well as any other discretionary payment or compensation program) at any time, including for reasons related to individual performance, Company or individual department/team performance, and market factors”.

Nomura is an Equal Opportunity Employer