Job Title: OPS-BA / AeJ Branches
Job Description
|
Company |
Nomura Financial Advisory and Securities (India) Pvt. Ltd. |
|
Corporate Title |
Associate |
|
Division |
Corporate – Operations |
|
Department |
Equities Operations |
|
Location |
Mumbai – CJ House |
|
Reporting |
Vice President – Operations |
|
Qualification |
Postgraduate / Graduate |
|
Experience |
15-17 years of experience in Equity Derivatives Operations preferably within middle office / client facing function. Must have an excellent knowledge and understanding of the settlement processes & Stock Exchange regulations, stakeholder management. |
Role & Responsibilities
Operations support for the Cash Equities and listed Derivatives business in India. Key responsibilities include:
- Handling middle office and settlement processes related to Equity, Listed Equities derivatives and clearing member process related to these products including margining, risk management of trades, EOD reporting etc.
- Regulatory reporting includes margin reporting, collateral reporting, FPI client mapping, UCC, Holding, Shortage, Enhanced supervision etc.
- Sound knowledge about margining rules and other exchange / regulatory requirements is a must
- Independently work with trading and sales team and other support functions like Finance, Compliance, Legal Risk Management and regional / global counterparts for day-to-day matters
- Liaise with external parties like clients, banks, custodians, exchanges and clearing corporation.
Co-ordinate with trader desk, clients and global teams
- Knowledge of processes related to Currency & Interest Rate derivatives and IPOs/ QIP/ Tender offer/ OFS will be an advantage
- Participate as SME in projects and change Initiatives including set up of new processes, procedures and UAT
- Prepare MIS and KRI reports
- Candidate must be inclined towards Automations and have a design thinking mindset
- Should have control mindset and expect to proactively identify gaps in processes and independently work on solutions for such gaps.
- Expected to work on regional initiatives & mandates.
Other Requirements
- Ability to multi-task and work in a fast-paced environment
- Analytical mindset, problem solving skills and ability to identify operational risks within the process and implement mitigating controls.
- Ability to learn and adopt digital tools to improve / automate processes
- Demonstrate flexibility around responsibilities and working hours.
- High motivated team-player
- Excellent communication skills