Job Title:  OPS-BA / AeJ Branches

Job Code:  12781
Country:  IN
City:  Mumbai
Skill Category:  Operations
Description: 

Job Description

Company

Nomura Financial Advisory and Securities (India) Pvt. Ltd.

Corporate Title 

Associate

Division

Corporate – Operations

Department

Equities Operations

Location

Mumbai – CJ House

Reporting

Vice President – Operations

Qualification     

Postgraduate / Graduate

Experience

15-17 years of experience in Equity Derivatives Operations preferably within middle office / client facing function. Must have an excellent knowledge and understanding of the settlement processes & Stock Exchange regulations, stakeholder management.

 

Role & Responsibilities

Operations support for the Cash Equities and listed Derivatives business in India. Key responsibilities include:

 

  • Handling middle office and settlement processes related to Equity, Listed Equities derivatives and clearing member process related to these products including margining, risk management of trades, EOD reporting etc.
  • Regulatory reporting includes margin reporting, collateral reporting, FPI client mapping, UCC, Holding, Shortage, Enhanced supervision etc.
  • Sound knowledge about margining rules and other exchange / regulatory requirements is a must
  • Independently work with trading and sales team and other support functions like Finance, Compliance, Legal Risk Management and regional / global counterparts for day-to-day matters
  • Liaise with external parties like clients, banks, custodians, exchanges and clearing corporation.

Co-ordinate with trader desk, clients and global teams

  • Knowledge of processes related to Currency & Interest Rate derivatives and IPOs/ QIP/ Tender offer/ OFS will be an advantage
  • Participate as SME in projects and change Initiatives including set up of new processes, procedures and UAT
  • Prepare MIS and KRI reports
  • Candidate must be inclined towards Automations and have a design thinking mindset
  • Should have control mindset and expect to proactively identify gaps in processes and independently work on solutions for such gaps.
  • Expected to work on regional initiatives & mandates.

 

Other Requirements

 

  • Ability to multi-task and work in a fast-paced environment
  • Analytical mindset, problem solving skills and ability to identify operational risks within the process and implement mitigating controls.
  • Ability to learn and adopt digital tools to improve / automate processes
  • Demonstrate flexibility around responsibilities and working hours.
  • High motivated team-player
  • Excellent communication skills