Job Title:  IAU-Auditor

Overview:
 
Nomura is a global financial services group with an integrated network spanning approximately 30 countries and regions. By connecting markets East & West, Nomura services the needs of individuals, institutions, corporates and governments through its three business divisions: Wealth Management, Investment Management, and Wholesale (Global Markets and Investment Banking). Founded in 1925, the firm is built on a tradition of disciplined entrepreneurship, serving clients with creative solutions and considered thought leadership. For further information about Nomura, visit www.nomura.com
 
Nomura Services India, (Powai) supports Nomura’s businesses around the world. Powai’ s world class capabilities in trading support, research, information technology, financial control, operations, risk management and legal support have played a key role in facilitating Nomura’s global operations and are an integral part of Nomura’s global expansion plans. The Powai operation is a critical part of the platform to support the growth of Nomura’s global business.

The Internal Audit department has adopted a fully integrated audit approach and IT auditors are expected to work closely with business auditors on complex and often global audits.
This role is suited to a highly motivated candidate who has experience auditing technology processes relating to Global Markets, who is driven to make an impact in a global organisation and grow their career to the next level.
The main duties of the role are:
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Lead, manage and support IT audit work for integrated Global Markets audits. The position reports directly to the Global TPD (based in EMEA) who is responsible for the Global Markets Fixed Income IT audit portfolio.
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The position has responsibility for annual audit planning and risk assessment, continuous monitoring, audit execution and quality assurance, audit report management, and audit issues follow-up.
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Lead, manage and execute audits in accordance with departmental standards and conducting effective risk assessments on processes/functions (impact versus likelihood) during the audit. Ensure consistent delivery of assignments on time and to quality.
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Manage the continuous monitoring programme for the coverage of trading systems across Global Markets, including regular meetings with key auditees and evaluating any changes in the risk profile of which might result in a change in the Global Markets audit plan, risk assessments or audit universe.
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Management of issues raised in audit reports.
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Manage and perform risk assessments, at least annually, across Global Markets using the departmental risk assessment methodology.
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Direct and carry out pre-implementation reviews, special projects, ad hoc investigations and advisory work where required.
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Assist non-technical audit colleagues in understanding systems risk and controls.
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Support IA’s strategic initiative for Data Analytics by being an active supporter and contributor to this initiative. Utilise data analysis to improve and enhance the audit approach.
▪ Continually seek to improve system audits and departmental processes

Equal Opportunity Employer:
 
Nomura is an equal opportunities employer. We are committed to providing equal opportunities throughout employment including in the recruitment, training and development of employees (including promotion, transfers, assignments and beliefs). We prohibit discrimination in the workplace whether on grounds of gender, marital or domestic partnership status, pregnancy, career’s responsibilities, sexual orientation, gender identity, race, color, national or ethnic origins, religious belief, disability or age. Our objective is to attract job applications and applications for development from the best possible candidates and to retain the best people.